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融合化学指标与辅材数据的烤烟烟气焦油、烟碱预测模型构建及解析

Construction and interpretation of tar and nicotine prediction models integrating component and auxiliary material data

  • 摘要: 为建立准确且广泛适用的烤烟焦油、烟碱释放量预测模型,并分析烤烟化学成分含量(质量分数)对释放量的影响,选取国内4家企业及国外的455个烤烟样品并卷制成常规烟支,通过近红外技术快速获取烟叶中65种常量和半微量成分的含量数据和5个化学指标的数值(简称为70种指标),并收集7个烟支辅材参数的信息。采用多种方法建立模型后,基于Shapley Additive ExPlanation(SHAP)方法对70种指标的作用进行分析,明确烟叶中70种指标对焦油和烟碱释放量的影响。结果表明: ①采用核函数支持向量机(SVM)建立的烤烟焦油、烟碱释放量预测模型,外部验证集决定系数(R2)分别为0.849和0.914,平均绝对误差(MAE)分别为0.430和0.073。对于以单料烟成分线性加和的配方,各项指标预测相对误差均小于10%,表明所建预测模型准确度较高。②在SHAP方法中,对高相关成分一同置换,可以避免矛盾结论的产生。对焦油释放量影响由大到小排名前5的指标分别为十四酸、二氯甲烷提取物、钾(K)、茄尼醇和苹果酸;对烟碱释放量影响由大到小排名前5的指标分别为总植物碱、苹果酸、钙(Ca)、十四酸和二氯甲烷提取物。烤烟常规化学成分的作用与文献的研究结论基本一致。

     

    Abstract: To establish an accurate and widely applicable prediction model for tar and nicotine released from flue-cured tobacco, and analyze the influences of chemical components on the release contents, 455 domestic and foreign flue-cured tobacco samples from four enterprises were selected and rolled into conventional cigarettes. Content or value data of 65 macro and semi-micro components and 5 chemical indexes in tobacco leaves were rapidly predicted from near-infrared spectroscopy, and seven cigarette auxiliary material parameters were collected. The prediction model was established by using multiple machine learning method. The effects of chemical components and indexes were analyzed based on the Shapley Additive ExPlanation (SHAP) method, and the influence of the 70 components and indexes in tobacco leaves on tar and nicotine release contents were clarified. The results showed that: 1) The prediction models for tar and nicotine released from flue-cured tobacco were established using the kernel function-based SVM. The coefficient of determination (R2) of external validation set reached 0.849 and 0.914, with mean absolute errors (MAE) of 0.430 and 0.073, respectively. For blended formula of chemical components linearly added by single material, the relative prediction errors of prediction of all indices were less than 10%. The prediction model obtained by the above methods exhibits excellent wide applicability and high accuracy 2) In the SHAP interpretation, group permutation of highly correlated components can avoid contradictory conclusions. For tar release, the top five influential components and indexes are myristic acid, dichloromethane extract, potassium (K), solanesol, and malic acid. For nicotine release, the top five influential components and indexes are total alkaloids, malic acid, calcium (Ca), myristic acid, and dichloromethane extract. The effects of conventional components are generally consistent with results reported in previous studies.

     

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